EAGLE COMPLIANCE, LLC

Business Consulting

 

FRANK KEANE BIOGRAPHY

 

Frank Keane is the President and CEO of Eagle Compliance, LLC, a veteran-owned small business created in 2008 to specialize in Broker/Dealer Operations and Anti-Money Laundering audits. Since April 2012 he has worked solely as the Fiscal and Selling Agent for the SBA 504 program, managing the monthly sale of its government guaranteed debentures. Frank has 30+ years’ experience in capital markets trading, risk management and regulatory compliance. A former director at Merrill Lynch GSI and Managing Director at Banc of America Securities, he also was responsible for underwriting and trading the program’s debt securities for thirteen years while at Merrill Lynch. His educational background is: BA – Economics, New York University; MA – Management, Seton Hall University; and FINRA Institute/ Wharton – Certified Regulatory Compliance Professional.

Contact

980-299-0193


4310 Silo Ln.

Charlotte, NC 28226


fxk@eaglecompliance504.com

PRESIDENT & CEO